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Lead Investigator

Reporting to:
Principal
Team:
Regulatory Compliance
Contract type:
Permanent
Salary:
Between £48,425 and £61,876 per annum dependent on skills and experience, with access to performance related pay, bonus and civil service pension scheme
Location:
Brighton/hybrid (6 days per month in the office)
Closing date:
Wednesday 2 October 2024

Job ref: 189655

TPR grade: R&O Grade 7 - Lead Specialist

About us

More than half the UK working population rely on The Pensions Regulator (TPR) to regulate their retirement savings. With a career at TPR, you’ll be joining an organisation that will impact on millions of lives for decades to come.

Everyone at TPR plays an important role in helping to keep more than £2 trillion of savings safe. We’re committed to bringing people into TPR who are ready to make a difference and put UK savers at the heart of what we do.

It is important to us that TPR remains a great place to work. We do all we can to help our people reach their full potential with learning, secondment, and development opportunities. We put our 900+ employees first, supporting flexible working and offer a diverse, lively, and inclusive environment. This includes our Disability Network, Family Network, LGBT+ Network (Proud), Minority Ethnic (ME) Network and Women’s Network, which offer spaces to connect.

Our new corporate strategy outlines a bold and challenging vision of how pensions regulation should evolve to keep pace with a change in the scale and nature of the industry. We are at the start of that journey. Join us to find out what part you can play.

We operate a hybrid working model, with regular attendance in our Brighton office to connect with colleagues across the business.

Role

This role is a great opportunity for the successful candidate(s) to develop their career in enforcement, managing a portfolio of some of the most interesting, challenging and high profile enforcement investigations undertaken by the Pensions Regulator and achieving outcomes both personally and through managing a small team.

Our enforcement activity ranges from multi-million pound claims, to prohibiting individuals, to fraud prosecutions and beyond – so whatever your enforcement background, there is an opportunity to grow and develop your career, with the help of our excellent induction programme and the support of a truly diverse and inclusive team.

Responsibilities

You will:

  • establish and deliver strategies for enforcement investigations
  • take ownership of criminal/regulatory enforcement Investigation(s) allocated to you and your team and deliver them to their conclusion ensuring the most efficient and effective use of resources
  • progress your investigations and those of your team in line with Enforcement’s Key Performance Indicators and escalate to senior colleagues within a clear decision-making framework
  • work with a broad range of internal case team advisers (lawyers, accountants, actuaries and investment consultants), building your own knowledge and working as a case team
  • work with external counsel and experts (when required) and manage the budget for their costs
  • have line management responsibility for members of the team, supporting the development and the management of investigations conducted by your line reports
  • lead on projects and training supporting the continued development of our team, directorate, and organisation
  • produce investigation reports with recommendations for any appropriate enforcement action

Essential and desirable criteria

Essential

  • In depth experience of leading, decision making and delivering outcomes on complex criminal (financial), civil and/or regulatory investigations.
  • In depth knowledge and experience of all aspects of investigation techniques (for example evidence gathering, interviewing and disclosure etc) and legal requirements for the conduct of investigations in criminal (financial),civil and/or regulatory investigations.
  • Ability to set clear strategies which include consideration of risk mitigation.
  • Experience of analysing complex financial or business information and identification of risks.
  • Experience of communicating at all levels including drafting investigation reports, escalations and presenting to senior stakeholders.
  • Experience of delegating, mentoring, coaching and otherwise supporting the development of team members.
  • Financial and commercial awareness.
  • Proactive approach and committed to achieving good outcomes.

Desirable

  • Awareness of case processes for criminal, civil and regulatory proceedings, and legal requirements for the conduct of cases.
  • Experience of using a broad range of options to achieve a positive outcome in complex or high profile cases, including consideration of and use settlement and legal powers.
  • Line management experience.

Person specification

  • Proactive and flexible.
  • Ability to prioritise and use initiative.
  • Problem solving and analytical skills.
  • Communication skills at all levels.
  • Leadership skills.

Salary and benefits

As well as a salary between £48,425 and £61,876, we offer:

  • Civil Service Pension arrangements, which are recognised as some of the best in the pensions world
  • discretionary bonus arrangements
  • access to performance related pay progression
  • 25 days annual leave provision
  • flexible working arrangements
  • development opportunities
  • enhanced parental leave arrangements
  • a free employee assistance programme
  • an excellent office location in Brighton

How to apply

To apply please email recruitmentteam@tpr.gov.uk quoting role reference number 189655 along with:

  • a covering letter with details of how your skills and experience meet the role requirements
  • a copy of your CV
  • details of your notice period

Current employees in their first 12 months of employment who want to apply for this vacancy should first contact their line manager to discuss their application.

We are an inclusive employer and offer equal opportunities regardless of an individual’s age, disability, gender identity, marriage or civil partnership status, pregnancy or maternity, race, religion or belief, sex and sexual orientation.

As a Disability Confident employer, we’re committed to the recruitment, employment, retention and development of people with disabilities and to improving their employment opportunities. Candidates who declare that they have a disability and who meet the essential criteria for the job will be offered an interview.

Applications will be considered on a part time and job share basis.

In accordance with Home Office guidance, the successful candidate will be required to provide their right to work in the UK before they start employment. Unfortunately, TPR is not able to offer sponsorship at the time. TPR is a UK-based organisation with a working location in Brighton, candidates must live in the UK to be employed by us.

TPR is an arm’s length government body and part of the public service.

Any offer of employment will be subject to the receipt of satisfactory background screening checks and criminal record checks (BPSS).

If you have any queries about this role, or if you have a disability and wish to request a reasonable adjustment at any stage of the recruitment process, please email recruitmentteam@tpr.gov.uk.